RSSA

Marketplace Convergence Towards Fiduciary Practices

The concept of acting as a fiduciary has been around for thousands of years, with doctors, lawyers and other professionals regularly held to this high standard. More recently, financial professionals are being held to that same standard due to marketplace, legal and regulatory forces.

Attendees will hear about how the financial services marketplace is evolving toward increased adoption of fiduciary best practices when serving retirement, wealth management and institutional clients, and how to capitalize on this trend to grow your advisory business.

Learning objectives:
Review the definition and importance of investment fiduciaries.
Discuss marketplace factors increasing the adoption of fiduciary practices.
Examine the laws and regulations expanding the assets covered under fiduciary practices.
Discover the marketplace opportunities created from these fiduciary forces.
Learn how Broadridge can help advisors capture these opportunities.

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